-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JtsEgGwhRixv9YEF9JKaRPM3Y7oOIaPS66ErKUEkiwkUuGEt1tgqSbYjqtkATsrW KWgqHx5wxemtviD/F2hS1A== 0000941655-01-000007.txt : 20010207 0000941655-01-000007.hdr.sgml : 20010207 ACCESSION NUMBER: 0000941655-01-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUPERIOR FINANCIAL CORP /AR/ CENTRAL INDEX KEY: 0001060770 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 510379417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-55971 FILM NUMBER: 1526413 BUSINESS ADDRESS: STREET 1: 16101 LAGRANDE DRIVE STREET 2: SUITE 103 CITY: LITTLE ROCK STATE: AR ZIP: 72223 BUSINESS PHONE: 5013247255 MAIL ADDRESS: STREET 1: 16101 LAGRANDE DRIVE STREET 2: SUITE 103 CITY: LITTLE ROCK STATE: AR ZIP: 72223 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OZ MANAGEMENT LLC CENTRAL INDEX KEY: 0001054587 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127900000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G/A 1 0001.txt SCHEDULE 13G AMENDMENT NO. 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Superior Financial Corp. ----------------------------------------- (Name of Issuer) Common Stock, $0.01 par value ----------------------------------------- (Title of Class of Securities) 868161100 ----------------------------------------- (CUSIP Number) December 31, 2000 ----------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 868161100 1 NAME OF REPORTING PERSON I.R.S. Identification No. of above person (entities only). OZ Management, L.L.C. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER 477,500 Shares 6 SHARED VOTING POWER 0 Shares 7 SOLE DISPOSITIVE POWER 477,500 Shares 8 SHARED DISPOSITIVE POWER 0 Shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 477,500 Shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.2% 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO/IA This Amendment No. 2 to Schedule 13G amends a Schedule 13G, dated March 2, 1999, as amended as of December 31, 1999 with respect to the Common Stock, par value $0.01 per share (the "Shares"), of Superior Financial Corp., a Delaware corporation (the "Company"), beneficially owned by OZ Management, L.L.C. ("OZ Management"), as follows below. This Amendment is filed to amend Items 2(a), 2(b) 2(c), and 4, as of December 31, 2000, contained in the Schedule 13G as most recently amended. Item 1. No amendment. Item 2(a) Name of person filing: OZ Management, L.L.C., a Delaware limited liability company. 2(b) Address or principal business office or, if none, residence: The address of the principal business office of OZ Management is 9 West 57th Street, 39th Floor, New York, New York 10019. 2(c) Citizenship: OZ Management, L.L.C. is a Delaware limited liability company. Items 2(d) - 3. No amendment. Item 4. Ownership See cover page for the Reporting Person. OZ Management serves as principal investment manager to a number of discretionary accounts and investment entities, with respect to which it has voting and dispositive authority over the 477,500 Shares reported hereby. Although not identified as a Reporting Person herein, Mr. Daniel S. Och is the senior managing member of OZ Management. As such, he may be deemed to control such entity and therefore, indirectly, the Shares reported hereby. Item 5. - 9. No amendment. Item 10. Certifications By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 6, 2001. OZ MANAGEMENT, L.L.C. By: /s/ Daniel S. Och - -------------------------------- Name: Daniel S. Och Title: Senior Managing Member -----END PRIVACY-ENHANCED MESSAGE-----